Derek Scott Weed

Employer firm

Sym Financial Advisors CRD 107517

$5.81B regulatory AUM 32 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 08/2020
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 06/2016 → 01/2019
  Schwab Private Client Investment Advisory
  Indianapolis, IN
• 08/2020 → Present
  Sym Financial Advisors
  Indianapolis, IN

Previous Registrations

• 2015-09-14 → 2020-08-26
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 2016-08-11 → 2019-01-23
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN

Other Businesses

Business: Highlands Latin School - Investment-related: Yes - Business Address: 1010 E 126th St, Carmel, IN 46033 - Nature of Business: Religious - Position: Investment Committee Member - Start Date: 04/18/2022 - Hours/Month: 1 hours/month - Hours/Month During Securities Trading Hours: 0 hours/month - Duties: Attend committee meetings; provide advice/oversight concerning investments

Exams

• S66 Uniform Combined State Law Examination
  2015-09-14
• S63 Uniform Securities Agent State Law Examination
  2013-12-13

Designations

• Certified Financial Planner

Other Names

• Derek S Weed