Eric Lee Newby

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2020
  Beacon Pointe Wealth Advisors, Llc
  Scottsdale, AZ
• 09/2014 → Present
  Beacon Pointe Insurance Services
  Newport Beach, CA
• 07/2015 → 03/2020
  Beacon Pointe Advisors, Llc
  Newport Beach, CA
• 04/2020 → 12/2025
  Beacon Pointe Advisors, Llc
  Scottsdale, AZ
• 12/2025 → Present
  Beacon Pointe Advisors, Llc
  Scottsdale, AZ

Previous Registrations

• 2015-01-21 → 2020-04-27
  Beacon Pointe Wealth Advisors, Llc
  Scottsdale, AZ
  Newport Beach, CA
• 2008-04-25 → 2014-01-16
  Td Ameritrade, Inc.
  Scottsdale, AZ
• 2008-04-25 → 2014-01-16
  Td Ameritrade Investment Management, Llc
  Scottsdale, AZ
• 2007-10-01 → 2008-03-31
  Equitable Advisors, Llc
  Lakewood, CO

Other Businesses

1)BEACON POINTE INSURANCE SERVICES, LLC. NOT INVESTMENT RELATED. MAIN OFFICE LOCATED AT 24 CORPORATE PLAZA, STE. 150, NEWPORT BEACH, CA 92660. SALE OF INSURANCE PRODUCTS (LIFE AND/OR ACCIDENT/HEALTH INSURANCE). LICENSED INSURANCE AGENT. 09/2014 TO PRESENT. 5 HRS/MONTH. ALL DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-08

Designations

• Certified Financial Planner

Other Names

• Eric Newby