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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-23 |
| TX | RA | APPROVED_RES | 2019-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2014 | 07/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sun City | AZ | 12/2019 | Present |
| Bank Of America, N.A. | Sun City | AZ | 12/2019 | Present |
I*2456265, Entity Type: Entity For Profit, Name of OBA: Hause of Cards, Address: Phoenix, Arizona, 85032, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 05/05/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Manage online Ecommerce
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
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