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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| MI | RA | APPROVED | 2020-06-17 |
Branch Locations
34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Troy | MI | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Troy | MI | 11/2016 | 02/2017 |
| Morgan Stanley Smith Barney Llc | Birmingham | MI | 03/2017 | 11/2018 |
| Stifel Nicolaus & Co., Inc. | Bloomfield Hills | MI | 11/2018 | 05/2020 |
| Morgan Stanley Smith Barney Llc | Birmingham | MI | 06/2020 | Present |
1. State of Michigan Notary; 40 N Main St, Mount Clemens, MI 48043; Notary Service; Notarize Documents; appointed 12/1/2016, renewal 09/03/2019; 1 hour per month; during securities trading hours; investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-28 |
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