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255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-29 |
| OK | RA | APPROVED | 2025-10-29 |
| KS | RA | APPROVED | 2025-09-24 |
Branch Locations
255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridgeworth Capital Management Llc | Brookhaven | GA | 09/2016 | 04/2017 |
| Ridgeworth Distributors Llc | Brookhaven | GA | 09/2016 | 04/2017 |
| Highland Capital Funds Distributor, Inc. | Denver | CO | 05/2017 | 02/2018 |
| Advisors Asset Management, Inc | Monument | CO | 02/2018 | 04/2019 |
| Thornburg Securities Corp. | Santa Fe | NM | 05/2019 | 01/2024 |
| Bg Is, Llc | Denver | CO | 01/2024 | Present |
| Quasar Distributors, Llc | Denver | CO | 03/2024 | Present |
1) BG IS, LLC; Investment Related; Denver, CO; Began 01/01/2024; Client service and acquisition; Institutional Portfolio Consultant; discussing/marketing company's securities; 200 hours per month 2) Yorkshire Ave. LLC; Investment Related; Denver, OH; Began 01/02/2024; Rental Property; owner; rental property in LLC; 1 hour per month with zero hours during securities trading hours. In addition to being an Investment Advisor Representative of BG IS, LLC, this associate is a Registered Representative of Quasar Distributors, LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Quasar Distributors, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-15 |
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