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Current Employers
Bahl & Gaynor Llc

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-29
OK RA APPROVED 2025-10-29
KS RA APPROVED 2025-09-24
  • CO RA
    APPROVED
    Since 2025-10-29
  • OK RA
    APPROVED
    Since 2025-10-29
  • KS RA
    APPROVED
    Since 2025-09-24

Branch Locations

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Capital Management Llc Brookhaven GA 09/2016 04/2017
Ridgeworth Distributors Llc Brookhaven GA 09/2016 04/2017
Highland Capital Funds Distributor, Inc. Denver CO 05/2017 02/2018
Advisors Asset Management, Inc Monument CO 02/2018 04/2019
Thornburg Securities Corp. Santa Fe NM 05/2019 01/2024
Bg Is, Llc Denver CO 01/2024 Present
Quasar Distributors, Llc Denver CO 03/2024 Present
  • 09/2016 → 04/2017
    Ridgeworth Capital Management Llc
    Brookhaven, GA
  • 09/2016 → 04/2017
    Ridgeworth Distributors Llc
    Brookhaven, GA
  • 05/2017 → 02/2018
    Highland Capital Funds Distributor, Inc.
    Denver, CO
  • 02/2018 → 04/2019
    Monument, CO
  • 05/2019 → 01/2024
    Thornburg Securities Corp.
    Santa Fe, NM
  • 01/2024 → Present
    Bg Is, Llc
    Denver, CO
  • 03/2024 → Present
    Quasar Distributors, Llc
    Denver, CO
Previous Registrations
Other Businesses

1) BG IS, LLC; Investment Related; Denver, CO; Began 01/01/2024; Client service and acquisition; Institutional Portfolio Consultant; discussing/marketing company's securities; 200 hours per month 2) Yorkshire Ave. LLC; Investment Related; Denver, OH; Began 01/02/2024; Rental Property; owner; rental property in LLC; 1 hour per month with zero hours during securities trading hours. In addition to being an Investment Advisor Representative of BG IS, LLC, this associate is a Registered Representative of Quasar Distributors, LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Quasar Distributors, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-06
S63 Uniform Securities Agent State Law Examination 2014-02-15
  • S65 Uniform Investment Adviser Law Examination
    2016-10-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-15
Other Names
  • Brian Michael Ridgeway
  • Brian M Ridgeway
  • Brian Ridgeway

View on SEC IAPD

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