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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-12 |
Branch Locations
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 09/2013 | 03/2019 |
| Centaurus Financial Inc. | Anaheim | CA | 04/2017 | 03/2019 |
| Cr Capital Financial, Llc | Newport Beach | CA | 04/2019 | 12/2019 |
| Cr Capital Distributors, Llc | Newport Beach | CA | 04/2019 | 12/2019 |
| Prep Securities, Llc | Park City | UT | 01/2020 | 01/2021 |
| Centaurus Financial Inc. | Anaheim | CA | 05/2023 | Present |
| Cdk Global Inc. | Orange | CA | 01/2021 | Present |
1. CDK GLOBAL POSITION: Senior Territory Manager NATURE: Software Sales in the Automotive Industry. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 5 START DATE: 01/04/2021 ADDRESS: 1100 W. Town and Country Rd. Suite 850, Orange CA 92868, United States DESCRIPTION: Senior Territory Manager for a Software company in the automotive industry. 2. H.T. YOUNG WEALTH POSITION: Owner NATURE: DBA for branding purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDRESS: Hermosa Beach CA 90254, United States DESCRIPTION: DBA for branding purposes only 3. LICENSE TO PRACTICE LAW POSITION: Lawyer NATURE: Licensed to Practice Law in the State of Arizona and Missouri INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2014 ADDRESS: Hermosa Beach CA 90254, United States DESCRIPTION: Attorney at Law
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-11 |
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