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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-20 |
| WI | RA | APPROVED | 2014-01-02 |
Branch Locations
933 North Mayfair Road Suite 301, Wauwatosa, WI 53228 • United States
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Deb'S Cleaning Services | Oconomowoc | WI | 03/2010 | 07/2018 |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 12/2013 | Present |
| Froedtert & Medical College Of Wisconsin | Menomonee Falls | WI | 10/2016 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-30-2013; APPROX. 15 ADVISORY HRS/MONTH; APPROX. ZERO ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 12-05-2013; APPROX. 2 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] FROEDTERT & MEDICAL COLLEGE OF WISCONSIN; NOT INVESTMENT RELATED; ADDRESS: N86W12999 NIGHTINGALE WAY, MENOMONEE FALLS, WI 53051; NATURE: MEDICAL HOSPITALS AND CLINICS; POSITION: COURIER FROM 10.03.2016 THRU 09.30.2021 AND DISTRIBUTION CENTER ATTENDANT FROM 10.01.2021 TO 08.30.2023 AND PRINT PRODUCTION TECHNICIAN 09.01.2023 TO CURRENT; STARTED: 10-03-2016; APPROX. 28 HRS/MONTH; APPROX. 28 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: CREATTION AND PRODUCTION OF MARKETING PRINT MATERIALS FOR FROEDTERT HEALTHCARE HOSPITALS AND CLINICS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-31 |
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