Karen Rossi

Current Employers

Employment History

• 03/2017 → 02/2018
  Mml Investors Services, Llc
  Marlton, NJ
• 07/2016 → 02/2018
  Massachusetts Mutual Life Insurance Company
  Marlton, NJ
• 03/2018 → 04/2018
  Unemployment
  Mt. Laurel, NJ
• 04/2018 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA
• 04/2018 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA

Previous Registrations

• 2017-03-25 → 2018-03-14
  Mml Investors Services, Llc
  Marlton, NJ
• 2010-06-29 → 2017-03-25
  Msi Financial Services, Inc.
  Marlton, NJ

Other Businesses

1) LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT |ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428| START DATE: 4/19/2018 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) PROPERTY/CASUALTY INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: QUAIL HILL | POSITION HELD:OTHER - REFERRER | ADDRESS: 29 S NEW YORK RD, STE 1100, GALLOWAY, NJ 08205 | START DATE: 9/1/2017 | NATURE OF ACTIVITY: PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: REFER REAL ESTATE CLIENTS THAT HAVE P&C NEEDS (LICENSED P&C PRODUCER). 3) BOARD OF ELECTIONS - SUBSTITUTE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 50 RANCOCAS ROAD 1ST FLOOR MOUNT HOLLY, NJ 08060 POLLING STATONS IN THE BURLINGTON AREA | START DATE: 6/5/2018 | NATURE OF ACTIVITY: CIVIC DUTIES | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SUBSTITUTE BOARD OF ELECTIONS WORKER. REPLACE SCHEDULED WORKERS IF THEY ARE UNABLE TO PERFORM ON AN ELECTION DAY. THERE ARE ONLY 2 ELECTIONS, OR DAYS IN ANY YEAR FILL-IN AS A REPLACEMENT IN JUNE AND OR IN NOVEMBER. 4) P & C INSURANCE BROKERAGE POSITION: Agent NATURE: Prop/Casualty Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2014 ADDRESS: 16 Campus Blvd,, Suite 175A, Newtown Square PA 19073, United States DESCRIPTION: I just request a quote when an existing customer has the need for a review of existing Auto, homeowners and/or flood insurance policies 5)HOA BOARD MEMBER | POSITION: OFFICER | NATURE: I WAS ELECTED TO THE BOARD OF MY NEW HOA LAST NIGHT, MONDAY, 3/18/2024 | INVESTMENT RELATED: NO | NUMBER OF HOURS: 6 | SECURITIES TRADING HOURS: 1 | START DATE: 03/18/2024 | ADDRESS: 229 CONGRESSIONAL CT, MOORESTOWN NJ 08057 | DESCRIPTION: THIS HOA IS NEW TO THE COMMUNITY AND JUST BEING TRANSFERRED FROM THE BUILDER TO THE OWNERS. AS SUCH WE ARE SETTING UP COMMITTEES, SUCH AS SOCIAL, ARCHITECTURAL, ETC. WE HAVE NOT YET ASSIGNED SPECIFIC ROLES, AND THE MANAGEMENT FIRM, ASSOCIA, HANDLES ALL OF THE MONETARY MATTERS FOR THE COMMUNITY, AS THE BOARD MEMBERS ARE STRICTLY VOLUNTEERS. AS BOARD MEMBERS WE WILL ENSURE THAT COMPETITIVE BIDS ARE RETAINED BY THE MANAGEMENT FIRM AND WE'LL MAKE THE DECISIONS AS TO WHAT COMPANIES ARE SELECTED TO COMPLETE THE WORK IN OUR COMMUNITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-21
• S63 Uniform Securities Agent State Law Examination
  2007-04-02