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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-21
NM RA APPROVED 2023-11-21
  • TX RA
    APPROVED
    Since 2023-12-21
  • NM RA
    APPROVED
    Since 2023-11-21

Branch Locations

3900 Juan Tabo Blvd. Ne Suite #21, Albuquerque, NM 87111 • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Group, Llc Albuquerque NM 08/2013 05/2023
Voya Financial Advisors Windsor CT 07/2023 Present
Ashley Gomez-Herrera Albuquerque NM 11/2023 Present
  • 08/2013 → 05/2023
    Legacy Financial Group, Llc
    Albuquerque, NM
  • 07/2023 → Present
    Voya Financial Advisors
    Windsor, CT
  • 11/2023 → Present
    Ashley Gomez-Herrera
    Albuquerque, NM
Other Businesses

GOMEZ SALSA COMANY LLC POSITION: Owner NATURE: Own a salsa company, currently producing and have not produced since before COVID INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 3100 Tahiti St NE, Albuquerque NM 87111, United States DESCRIPTION: Manage books, file taxes, not currently producing product RENTAL POSITION: Landlord NATURE: Rent out a house INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: Albuquerque NM, United States DESCRIPTION: Collect rent, maintain home ASHLEY GOMEZ-HERRERA POSITION: Agent NATURE: fixed insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 6565 Americas Parkway NE, Ste 200, Albuquerque NM 87110, United States DESCRIPTION: selling fixed annuities DILIGENT FINANCIAL SERVICES LLC POSITION: Sole Proprietor NATURE: LLC setup to track business expenses and pay an employee when I hire in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2023 ADDRESS: 3100 Tahiti St. NE, Albuquerque NM 87111, United States DESCRIPTION: No duties at this time, not an active company at this time. NOTARY ASHLEY PADILLA GOMEZ-HERRERA POSITION: Notary NATURE: I am a Notary Public with the State of NM. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2023 ADDRESS: 3900 Juan Tabo Blvd. NE Ste. 21, Albuquerque NM 87111, United States DESCRIPTION: Notarize signatures.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-28
S63 Uniform Securities Agent State Law Examination 2023-08-01
  • S65 Uniform Investment Adviser Law Examination
    2023-10-28
  • S63 Uniform Securities Agent State Law Examination
    2023-08-01
Other Names
  • Ashley Padilla Palomarez
  • Ashley Padilla Gomez

View on SEC IAPD

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