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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-26
NJ RA APPROVED 2015-12-10
TX RA APPROVED 2015-12-09
  • PA RA
    APPROVED
    Since 2019-09-26
  • NJ RA
    APPROVED
    Since 2015-12-10
  • TX RA
    APPROVED
    Since 2015-12-09

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 11/2015 Present
Bank Of America, N.A. Exton PA 11/2015 Present
Other Businesses

I* 2124287, Entity Type: Non-Profit Name of OBA: Kimberton Meadows HOA Board Address: Phoenixville, Pennsylvania, 19460, United States Investment Related: No Position, Title, Board Member Employee Start Date: 01/01/2025. No Hours: 1 hr. Weekly No Hours during trading: 0 Duties: HOA of home development. On board we handle issues such as signage, lighting, trash, and landscaping. Looking to give back to my community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-08
  • S66 Uniform Combined State Law Examination
    2015-12-08
Other Names
  • Andy Zeplin

View on SEC IAPD

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