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Brian Edward Ferry

Charles Schwab Investment Management, Inc

Richfield, OH

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-07-02
  • OH RA
    APPROVED
    Since 2020-07-02

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286-9369 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasmer Schroeder Cleveland OH 08/2016 03/2018
Wasmer Schroeder Cleveland OH 03/2018 06/2019
Wasmer Schroeder Cleveland OH 06/2019 06/2020
Charles Schwab Investment Management, Inc Richfield OH 07/2020 Present
  • 08/2016 → 03/2018
    Wasmer Schroeder
    Cleveland, OH
  • 03/2018 → 06/2019
    Wasmer Schroeder
    Cleveland, OH
  • 06/2019 → 06/2020
    Wasmer Schroeder
    Cleveland, OH
  • 07/2020 → Present
    Charles Schwab Investment Management, Inc
    Richfield, OH
Previous Registrations
  • 2013-11-27 → 2020-07-02
    Wasmer Schroeder
    Cleveland, OH
    Naples, FL
Other Businesses

BWI LLC|Investment Related:Yes|Financial Services|Trustee|2025-03-31|HoursPerMonth:|HoursSpentduringSecurityTrading:0|None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-26
  • S65 Uniform Investment Adviser Law Examination
    2013-11-26
Designations

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
SCHWAB WEALTH ADVISORY, INC.
EDWARD JONES
RABE INVESTMENT CONSULTING GROUP
SIKICH FINANCIAL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
WAYNE D. MINICH & COMPANY, INC.

Other Investors

Holly L Rounds
GEORGE MCELROY AUSSEM
WENDI B. DEVAN-GLOVNA
Kurt U Shore
BRADFORD CHARLES BURGESS
MARCI M STEWART
Elizabeth Loveman
HARLYNN J M J HOBBS

Other Offices

CHARLES SCHWAB & CO., INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

More in Richfield, OH

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