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Amy L Stumpe

Morgan Stanley

Florence, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
AL RA APPROVED 2023-11-20
  • TX RA
    APPROVED
    Since 2024-01-12
  • AL RA
    APPROVED
    Since 2023-11-20

Branch Locations

201 South Court Street 4Th Floor, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Florence AL 08/2022 Present
Lauderdale County Revenue Commissioners Office Florence AL 04/2021 08/2022
Homemaker Evans GA 12/2016 04/2021
Fluor Waynesboro GA 04/2016 12/2016
  • 08/2022 → Present
    Morgan Stanley
    Florence, AL
  • 04/2021 → 08/2022
    Lauderdale County Revenue Commissioners Office
    Florence, AL
  • 12/2016 → 04/2021
    Homemaker
    Evans, GA
  • 04/2016 → 12/2016
    Fluor
    Waynesboro, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-20
  • S66 Uniform Combined State Law Examination
    2023-11-20
Other Names
  • Amy Lynn Dotson
  • Amy Lynn Ellison
  • Amy L Dotson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
TRUIST ADVISORY SERVICES, INC.
ALPHASTAR CAPITAL MANAGEMENT
J.P. MORGAN SECURITIES LLC

Other Investors

JONATHAN DEL HENSON
TONY DALE CLARK
Samuel Wallace
James Mayfield
Wilson Enslen
Patrick B Sneed
Raven Callianne Cordle
Austin Penter

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FLORENCE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
EDWARD JONES · FLORENCE, AL
EDWARD JONES · FLORENCE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
OSAIC WEALTH, INC. · FLORENCE, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, AL
EDWARD JONES · FLORENCE, AL

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