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Tara C Rivers

Edward Jones

St. Louis, MO

Carencro, LA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-09
LA RA APPROVED 2023-06-08
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • LA RA
    APPROVED
    Since 2023-06-08

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Carencro, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrimac Asset Managment Lafayette LA 09/2013 08/2019
Summit Brokerage Services, Inc. Boca Raton FL 09/2013 08/2019
Lpl Financial Lafayette LA 08/2019 11/2022
Valic Financial Advisors, Inc. / Corebridge Financial Houston TX 11/2022 03/2023
Edward Jones St Louis MO 06/2023 Present
  • 09/2013 → 08/2019
    Merrimac Asset Managment
    Lafayette, LA
  • 09/2013 → 08/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 08/2019 → 11/2022
    Lpl Financial
    Lafayette, LA
  • 11/2022 → 03/2023
    Valic Financial Advisors, Inc. / Corebridge Financial
    Houston, TX
  • 06/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-06
  • S66 Uniform Combined State Law Examination
    2019-02-06
Other Names
  • Tara Lynn Cox
  • Tara Cox Rivers
  • Tara Rivers

View on SEC IAPD

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