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Michael C Cowles

Sfmg Wealth Advisors

Plano, TX

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Current Employers
Sfmg Wealth Advisors

3960 Dallas Parkway Suite 400, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-10
  • TX RA
    APPROVED
    Since 2021-02-10

Branch Locations

3960 Dallas Parkway Suite 400, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 09/2013 05/2018
Td Ameritrade Frisco TX 01/2019 01/2021
Southwestern Investment Group Frisco TX 06/2013 Present
Southwestern Investment Advisory Services Frisco TX 05/2018 12/2018
Sfmg Wealth Advisors Plano TX 01/2021 Present
  • 09/2013 → 05/2018
    Fidelity Investments
    Westlake, TX
  • 01/2019 → 01/2021
    Td Ameritrade
    Frisco, TX
  • 06/2013 → Present
    Southwestern Investment Group
    Frisco, TX
  • 05/2018 → 12/2018
    Southwestern Investment Advisory Services
    Frisco, TX
  • 01/2021 → Present
    Sfmg Wealth Advisors
    Plano, TX
Previous Registrations
  • 2019-02-06 → 2021-01-11
    Td Ameritrade, Inc.
    Frisco, TX
  • 2019-02-06 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Frisco, TX
    Frisco, TX
  • 2018-07-16 → 2019-02-08
    Sagespring Wealth Partners
    Frisco, TX
    Franklin, TN
  • 2017-10-04 → 2018-06-29
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20
Designations
Other Names
  • Michael Clifton Cowles

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

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