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Nicolle Araullo Baria

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-18
  • CA RA
    APPROVED
    Since 2021-01-18

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnny Huang, Northwestern Mutual Investment Services Llc San Francisco CA 09/2013 12/2016
First Republic Investment Management, Inc. Palo Alto CA 01/2017 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 09/2013 → 12/2016
    Johnny Huang, Northwestern Mutual Investment Services Llc
    San Francisco, CA
  • 01/2017 → 05/2019
    First Republic Investment Management, Inc.
    Palo Alto, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-16
  • S65 Uniform Investment Adviser Law Examination
    2021-01-16
Other Names
  • Nicolle Araullo Baria
  • Nicolle Baria

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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