Nicholas A Aguglia

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-06-22
FL	RA	APPROVED	2026-06-17
IN	RA	APPROVED	2026-06-16
KY	RA	APPROVED	2026-06-16
OH	RA	APPROVED	2026-06-16
NY	RA	APPROVED	2021-05-18

SC RA
APPROVED

Since 2026-06-22
FL RA
APPROVED

Since 2026-06-17
IN RA
APPROVED

Since 2026-06-16
KY RA
APPROVED

Since 2026-06-16
OH RA
APPROVED

Since 2026-06-16
NY RA
APPROVED

Since 2021-05-18

Branch Locations

4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	New York	NY	10/2013	06/2020
Equitable Advisors, Llc	New York	NY	10/2013	Present

10/2013 → 06/2020

Axa Advisors

New York, NY
10/2013 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Chesterton Academy of Buffalo - Board Member Non-Investment - Bowmansville, NY - 07/2025 - 1hr/mth.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-15
S63	Uniform Securities Agent State Law Examination	2013-12-06

S65 Uniform Investment Adviser Law Examination

2017-08-15
S63 Uniform Securities Agent State Law Examination

2013-12-06

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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