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Allison Marie Novak

Mml Investors Services, LLC

Shelton, CT

Milford, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-02
  • CT RA
    APPROVED
    Since 2024-12-02

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baltimore MD 08/2016 01/2017
Ade Llc Baltimore MD 08/2016 01/2017
Legacy Financial Group Bethesda MD 02/2017 02/2019
Mass Mutual Life Insurance Company Shelton CT 03/2019 Present
Mml Investors Services Shelton CT 05/2019 Present
Cambridge Investment Research Fairfield IA 02/2017 01/2019
  • 08/2016 → 01/2017
    Lpl Financial Llc
    Baltimore, MD
  • 08/2016 → 01/2017
    Ade Llc
    Baltimore, MD
  • 02/2017 → 02/2019
    Legacy Financial Group
    Bethesda, MD
  • 03/2019 → Present
    Mass Mutual Life Insurance Company
    Shelton, CT
  • 05/2019 → Present
    Mml Investors Services
    Shelton, CT
  • 02/2017 → 01/2019
    Cambridge Investment Research
    Fairfield, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-11
  • S66 Uniform Combined State Law Examination
    2019-07-11
Other Names
  • Allison Marie Solomon
  • Allison Solomon
  • Allison Novak

View on SEC IAPD

Other Firms

RB CAPITAL MANAGEMENT, LLC
WRIGHT INVESTORS SERVICE INC
THE WINTHROP CORPORATION
WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PROCYON
AST INVESTMENT SERVICES, INC.

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

More in Shelton, CT

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