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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-10
CA RA APPROVED 2015-01-12
  • TX RA
    APPROVED
    Since 2015-03-10
  • CA RA
    APPROVED
    Since 2015-01-12

Branch Locations

16830 Ventura Blvd, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 08/2014 Present
Bank Of America N.A. Encino CA 11/2014 Present
Other Businesses

I*2700261, Entity Type: Entity For Profit, Name of OBA: Friendchipps LLC, Address: CA, California, 91423, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/05/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I am the author of the books.I am establishing an LLC for the purpose of writing children's books. there is not current income, just a desire to write for children. I*2912271 Entity Type: N/A Name of OBA: The Kool Chipps Family Trust Address:Sherman Oaks California Investment Related:No Position, Title, Association:Trustee Start Date:09/24/2025 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Trustee for Self, Child/Grandchild, Spouse I*4699286, Entity Type: Entity For Profit, Name of OBA: Made Kool LLC, Address: encino, California, 91316, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 06/10/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: managing member. Our family trust owns the LLC LLC for Husband's business related to invention trademarks and music copyright

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
  • S66 Uniform Combined State Law Examination
    2015-01-09
Other Names
  • Jessie Rose Chipps

View on SEC IAPD

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