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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-06 |
| PA | RA | APPROVED | 2025-04-04 |
| NY | RA | APPROVED | 2021-08-10 |
Branch Locations
600 Delaware Avenue, Buffalo, NY 14202 • United States
Lakeview, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Buffalo Police Department | Buffalo | NY | 01/1998 | 06/2019 |
| Guardian Life Insurance Company | Buffalo | NY | 10/2019 | Present |
| Park Avenue Securities | Buffalo | NY | 02/2021 | Present |
| Self-Employed | Lakeview | NY | 06/2019 | 10/2019 |
| Guardian Life Insurance Company | Lakeview | NY | 06/2024 | Present |
| Park Avenue Securities | Lakeview | NY | 06/2024 | Present |
1) Ridgewood Property Management Co, LLC.-Sole proprietor LLC, Address: P.O. Box 125, Lakeview, New York 14085, Start Date: 01/01/2005, 10-30 total hours per month, 5-10 during securities trading hours, Investment related, More than 10% annual compensation, 2) Copchat Training Services LLC.-Public speaking/presentations, Address: 1716 Lakeview Road, Lakeview, NY 14085, Start Date: 10/09/2019, 5-10 total hours per month, 5 during securities trading hours, Non investment related, More than 10% annual compensation, 3) Power of Attorney - Mother, Start Date: 10/27/2019, Address: 1716 Lakeview Road, Lakeview, NY 14085, 0 total hours per month, Non investment related, No annual compensation, 4) Power of Attorney - wife, Start Date: 10/16/2019, Address: 1716 Lakeview Road, Lakeview, NY 14085, 0 total hours per month, Non investment related, No annual compensation, 5) 76 Winstead Road LLC-Sole Proprietor LLC used for rental properties , Start Date: 12/01/2023, Address: 1716 Lakeview Road, Lakeview, NY 14085, 0 total hours per month, Investment related, No annual compensation, 6) 86 Scotia Road LLC-Sole Proprietor LLC used for rental properties, Start Date: 12/01/2023, Address: 1716 Lakeview Road, Lakeview, NY 14085, 0 total hours per month, Investment related, No annual compensation, 7) 181 Ridgewood Circle LLC-Sole Proprietor LLC used for rental properties, Start Date: 12/01/2023, Address: 1716 Lakeview Road, Lakeview, NY 14085, 0 total hours per month, Investment related, No annual compensation, 8) Insurance Other than Guardian, Start Date: 01/01/2025, Address: 600 Delaware Ave., Buffalo, NY 14202, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-22 |
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