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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-01-03
  • AZ RA
    APPROVED
    Since 2019-01-03

Branch Locations

2423 E Lincoln Drive, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 09/2013 Present
Charles Schwab Bank Seattle WA 07/2016 01/2019
Schwab Wealth Advisory, Inc. Phoenix AZ 01/2019 Present
  • 09/2013 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2016 → 01/2019
    Charles Schwab Bank
    Seattle, WA
  • 01/2019 → Present
    Phoenix, AZ
Other Businesses

1) Humble Running | Investment Related:No|13840 N 56th Pl|Scottsdale|AZ|85254|USA|Sports/Physical Recreation|Running Coach|9/22/2020|Less than 20|0|I would like to start an LLC to be a running coach., I would be charging for my coaching as well. This would be primarily on weekends. I do not currently have a website but will have one once it is set up.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-22
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2016-07-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20

View on SEC IAPD

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