Best Investors Account Sign in

Victor Manuel De La Rosa

LPl Financial LLC

El Paso, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

3600 Joe Battle, El Paso, TX 79938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Paso TX 10/2013 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 07/2023
Lpl Financial Llc El Paso TX 07/2023 Present
Raiz Federal Credit Union El Paso TX 07/2023 Present
Previous Registrations
Other Businesses

1) 07/2023 - Mammoth Rock Investments / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 07/2023 - Raiz Feferal Credit Union (Teachers Federal Credit Union) /Financial Institution Duty - Inv. Related - Start date 07/10/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-09
Other Names
  • Victor Manuel De La Rosa

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor