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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | El Paso | TX | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 07/2023 |
| Lpl Financial Llc | El Paso | TX | 07/2023 | Present |
| Raiz Federal Credit Union | El Paso | TX | 07/2023 | Present |
1) 07/2023 - Mammoth Rock Investments / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 07/2023 - Raiz Feferal Credit Union (Teachers Federal Credit Union) /Financial Institution Duty - Inv. Related - Start date 07/10/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
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