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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-08-29
  • MO RA
    APPROVED
    Since 2016-08-29

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 08/2016 Present
Stifel Independent Advisors, Llc St. Louis MO 01/2026 Present
Keefe, Bruyette & Woods, Inc. St. Louis MO 01/2026 Present
  • 08/2016 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 01/2026 → Present
    Stifel Independent Advisors, Llc
    St. Louis, MO
  • 01/2026 → Present
    Keefe, Bruyette & Woods, Inc.
    St. Louis, MO
Previous Registrations
  • 2015-06-16 → 2016-06-02
    Clayton, MO
    St. Louis, MO
    Sheffield, OH
  • 2014-03-27 → 2015-04-22
    Windsor Heights, IA
    Maryland Heights, MO
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-17
  • S66 Uniform Combined State Law Examination
    2014-02-17

View on SEC IAPD

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