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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-28 |
| UT | RA | APPROVED | 2026-05-27 |
| VA | RA | APPROVED | 2026-04-17 |
| IN | RA | APPROVED | 2026-03-17 |
| AL | RA | APPROVED | 2025-10-03 |
| DE | RA | APPROVED | 2025-01-13 |
| TX | RA | APPROVED_RES | 2023-07-10 |
| NY | RA | APPROVED | 2023-02-13 |
| MA | RA | APPROVED | 2022-03-24 |
| NC | RA | APPROVED | 2021-10-04 |
| CO | RA | APPROVED | 2021-04-21 |
| FL | RA | APPROVED | 2016-11-18 |
| OH | RA | APPROVED | 2016-11-17 |
| PA | RA | APPROVED | 2016-11-17 |
| SC | RA | APPROVED | 2016-07-20 |
Branch Locations
1036 Lansing Drive Suite 200, Mt Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Mt Pleasant | SC | 02/2013 | Present |
| Park Avenue Securities Llc | Mt Pleasant | SC | 02/2013 | Present |
1. Musician-Provide musical entertainment for corporate and private events, Start date: 01-01-2004, Address: 1426 Whispering Oak Trl., Mt. Pleasant, SC 29466, 10 Non Bus Hrs per month, Not investment related, >10% annual compensation, 2. Broker Agent-Insurance other than Guardian-Fixed insurance product sales offered through various insurance companies, Start date: 07-01-2012, Address: 1036 Lansing Dr., Suite 100 Mount Pleasant, SC 29464, 2 Bus Hrs per month, Investment related, Less than 10% annual compensation, 3. Apparel Design & Sales-will help to create designs on clothing items that will be sold for a profit, Start date: 1-27-2023, Address: 1426 Whispering Oak Trl., Mount Pleasant, SC 29466, 4 total hours per month, 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4. Homeowner's Association Board Member, Start date: 6/1/2025, Address: 3022 South Morgan's Point Rd Box 181, Mount Pleasant, SC 29466, 1 total hour per month; 0 during securities trading hours, Not Investment related, No Annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-16 |
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