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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2023-11-08 |
| NJ | RA | APPROVED | 2023-10-31 |
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
1000 Corporate Drive, Suite 600, Fort Lauderdale, FL 33334 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Fort Lauderdale | FL | 07/2013 | 10/2023 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 10/2013 | 10/2023 |
| Lpl Financial Llc | Ft Lauderdale | FL | 10/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
| Hub International Investment Services | Kansas City | MO | 06/2025 | Present |
1. 10/30/2023: HUB INTERNATIONAL; Fort Lauderdale, FL; Outside/W-2 Employment; Not inv. related; start date 10/23/2023; 200hrs/mo.; 8hrs during trading. 2. 10/30/2023: Bienenfeld Lasek & Starr; At Reported Business Location(s); Non-Variable Insurance; Inv. related; start date 1/1/2016; 36hrs/mo.; 8hrs during trading. 3. 10/30/2023: DOLTON APPAREL; Plantation, FL; Other: Business Owner; Not inv. related; start date 1/1/2021; 4hrs/mo.; 0hrs during trading. 4. 10/30/2023: BLS WEALTH MANAGEMENT; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. Related; star date 1/1/2016; 160hrs/mo.; 40hrs during trading. 5. 10/30/2023: SHIR KEIDAN WEALTH MANAGEMENT CORP; Fort Lauderdale, FL; Business Entity For Tax/Investment Purposes Only; Owner; Not inv. related; Start date 1/1/2022 . 6. 10/30/2023: HUB RETIREMENT & WEALTH MANAGEMENT; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/23/2023. 7. 11/2/2023: HUB RETIREMENT & WEALTH MANAGEMENT; At Reported Business Location(s); Registered Investment Advisor DBA; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs during trading. 8. 11/2/2023: BLS WEALTH MANAGEMENT; At Reported Business Location(s); Registered Investment Advisor DBA; Inv. related; start date 1/1/2016; 160hrs/mo.; 8hrs during trading. 9. 11/2/2023: GLOBAL RETIREMENT PARTNERS; At Reported Business Location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs during trading; I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 08/13/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Other - Accomidation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 2015-04-15 |
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