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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-21 |
| NC | RA | APPROVED | 2014-10-21 |
Branch Locations
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
Chocowinity, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; CHOCOWINITY, NC; START: 3/31/16; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV RELATED; CHOCOWINITY, NC; RESIDENTIAL; 100% OWNERSHIP; START 7/1/2016; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. THE WELL'S DRY, LLC, INVT RELATED, CHOCOWINITY, NC, 100% OWNERSHIP, START DATE 4/23/2024, 0 HRS PER MONTH AND DURING TRADING, LLC FOR PRIVATE INVESTMENT AND POSSIBLE RENTAL PROPERTIES. |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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