Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-07-16
TX RA APPROVED_RES 2017-01-28
OH RA APPROVED 2016-12-01
  • IN RA
    APPROVED
    Since 2021-07-16
  • TX RA
    APPROVED_RES
    Since 2017-01-28
  • OH RA
    APPROVED
    Since 2016-12-01

Branch Locations

4055 Executive Park Dr, Cincinnati, OH 45241 • United States

408 4Th Ave, Mason, OH 45040 • United States

Cedar Grove, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Mason OH 10/2016 Present
Thrivent Financial Appleton WI 10/2016 02/2017
Unemployed Harrison OH 10/2015 10/2016
Thrivent Financial Appleton WI 02/2017 Present
  • 10/2016 → Present
    Mason, OH
  • 10/2016 → 02/2017
    Thrivent Financial
    Appleton, WI
  • 10/2015 → 10/2016
    Unemployed
    Harrison, OH
  • 02/2017 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2014-11-20 → 2015-12-17
    Global Financial Private Capital, Inc.
    Harrison, OH
    Sarasota, FL
Other Businesses

REACH OUT PREGNANCY CENTER POSITION: Board Member NATURE: Reach Out Pregnancy Center is a nonprofit that focuses on helping women and families navigate a pregnancy and develop a healthy family for raising children.My capacity on ROPC is as a voting board member. We meet every other month. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2024 ADDRESS: 803 Broadway Street, Harison OH 45030, United States DESCRIPTION: There's nine other individuals that meet every other month and work with the executive director on a range of issues. Most of the work will be on research and providing insight and wisdom on events and annual planning to help the nonprofit grow and succeed. I have no designated role other than a new board member.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-26
S65 Uniform Investment Adviser Law Examination 2014-10-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-26
  • S65 Uniform Investment Adviser Law Examination
    2014-10-04
Other Names
  • Hank Hampton
  • Henry Hampton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor