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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-03-11
  • OH RA
    APPROVED
    Since 2019-03-11

Branch Locations

400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Florence KY 01/2009 Present
Mutual Of America Securities Corporation Florence KY 01/2009 Present
W&S Brokerage Services Cincinnati OH 09/2015 Present
  • 01/2009 → Present
    Mutual Of America Life Insurance Company
    Florence, KY
  • 01/2009 → Present
    Mutual Of America Securities Corporation
    Florence, KY
  • 09/2015 → Present
    W&S Brokerage Services
    Cincinnati, OH
Previous Registrations
Other Businesses

WESTERN SOUTHERN LIFE - NO CINCINNATI, OH SECURITIES WHOLESALER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-17
S63 Uniform Securities Agent State Law Examination 2006-09-15
  • S65 Uniform Investment Adviser Law Examination
    2019-05-17
  • S63 Uniform Securities Agent State Law Examination
    2006-09-15
Other Names
  • Michael Nordyke

View on SEC IAPD

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