Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-29 |
| TX | RA | APPROVED_RES | 2026-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Baton Rouge | LA | 05/2026 | Present |
| Unemployed | Baton Rouge | LA | 09/2025 | 04/2026 |
| Massmutual Life Insurance Co | Baton Rouge | LA | 08/2015 | 01/2021 |
| Mml Investors Services Llc | Baton Rouge | LA | 03/2016 | 01/2021 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 01/2021 | 08/2025 |
1. 5/15/2026 - PATRICK HANNIE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Baton Rouge LA - OBA Start date: 04/29/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 5/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Baton Rouge LA - OBA Start date: 04/29/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 5/15/2026 - Episcopal High School - Coach/ Sports/ Fitness - NOT INV REL - Baton Rouge LA - OBA Start date: 08/15/2019 - 8 Hour(s)/Month – 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-30 |
Reach out to this advisor