Kelly James Collins

Employer firm

Yale Capital Corp. CRD 126992

$5.62B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2016
  Lpl Financial
  Gloversville, NY
• 05/2015 → 09/2016
  First Niagara Bank
  Gloversville, NY
• 09/2016 → 03/2017
  Key Investment Services Llc
  Albany, NY
• 09/2016 → 03/2017
  Keybank
  Catskill, NY
• 04/2017 → 08/2017
  Allstate Insurance Co
  Johnstown, NY
• 12/2017 → 04/2023
  Transamerica Retirement Solutions
  St. Petersburg, FL
• 12/2017 → 04/2023
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 08/2017 → 12/2017
  Unemployed
  Johnstown, NY
• 08/2019 → 04/2023
  Transamerica Financial Advisors, Inc
  St Petersburg, FL
• 08/2019 → 04/2023
  World Financial Group, Inc.
  St Petersburg, FL
• 12/2017 → 08/2019
  Transamerica Investors Securities Corp
  St Petersburg, FL
• 04/2017 → 08/2017
  Allstate Financial Services, Llc
  Albany, NY
• 09/2016 → 03/2017
  Key Investment Services
  Gloversville, NY
• 05/2015 → 09/2016
  First Niagara Investment Svces/Lpl Financial Llc
  Gloversville, NY
• 08/2017 → 12/2017
  Unemployed
  Johnstown, NY
• 12/2017 → 08/2019
  Transamerica Retirement Solutions
  St Petersburg, FL
• 09/2016 → 03/2017
  Key Bank
  Catskill, NY
• 06/2015 → 09/2016
  Lpl Financial
  Gloversville, NY
• 04/2023 → Present
  Yale Capital Corp
  St. Petersburg, FL

Previous Registrations

• 2019-08-26 → 2023-04-17
  Transamerica Financial Advisors, Llc
  St Petersburg, FL
• 2018-02-09 → 2019-08-19
  Transamerica Retirement Advisors, Llc
  St. Petersburg, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-30
• S63 Uniform Securities Agent State Law Examination
  2013-10-31