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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2015-10-15 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
991 Shepard Lane, Suite #110, Farmington, UT 84025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Agent | Farmington | UT | 06/2006 | Present |
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 10/2015 | Present |
Independent Insurance Agent; yes it is investment related; 991 Shepard Lane Suite #110 Farmington, UT 84025; Life and Health insurance and annuities; Independent Agent; 06/2006; work 80 hours per month during securities trading hours; owner and agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-13 |
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