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Michael Stocksick

J.P. Morgan Securities LLC

West Lafayette, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-18
IN RA APPROVED 2018-06-06
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • IN RA
    APPROVED
    Since 2018-06-06

Branch Locations

309 Sagamore Parkway West, West Lafayette, IN 47906 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors West Lafayette IN 11/2009 06/2018
Jpmorgan Chase Bank, Na. West Lafayette IN 06/2018 Present
J.P. Morgan Securities Llc West Lafayette IN 06/2018 Present
  • 11/2009 → 06/2018
    Voya Financial Advisors
    West Lafayette, IN
  • 06/2018 → Present
    Jpmorgan Chase Bank, Na.
    West Lafayette, IN
  • 06/2018 → Present
    J.P. Morgan Securities Llc
    West Lafayette, IN
Previous Registrations
  • 2011-03-24 → 2018-06-01
    Voya Financial Advisors, Inc.
    Colorado Springs, CO
    Midvale, UT
    Midvale, UT
    West Lafayette, IN
    Brookston, IN
    Fischer, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-22
S63 Uniform Securities Agent State Law Examination 2006-04-12
  • S65 Uniform Investment Adviser Law Examination
    2011-03-22
  • S63 Uniform Securities Agent State Law Examination
    2006-04-12
Other Names
  • Michael Alan Stocksick

View on SEC IAPD

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Other Investors

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ALVIN J RUDDER
TROY KING
PATRICIA CARRUTHERS HORNER
PAUL INWHAN KIM
William Lee Cardwell
Brandi Downey
MEGAN RENEE SIMMONS

Other Offices

J.P. MORGAN SECURITIES LLC · WEST LAFAYETTE, IN
STRATEGIC ADVISERS LLC · WEST LAFAYETTE, IN
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAFAYETTE, IN
CETERA INVESTMENT ADVISERS LLC · LAFAYETTE, IN
RAYMOND JAMES & ASSOCIATES, INC. · Lafayette, IN
REGAL INVESTMENT ADVISORS LLC · LAFAYETTE, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lafayette, IN

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