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Troy King

Raymond James & Associates, Inc.

Lafayette, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-09
IN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • IN RA
    APPROVED
    Since 2013-02-13

Branch Locations

201 Main Street Suite 605, Lafayette, IN 47901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lafayette IN 02/2013 Present
Previous Registrations
  • 2004-07-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Lafayette, IN
    Lafayette, IN
    Marion, IN
  • 2001-08-16 → 2004-08-06
    Union Planters Investment Advisors, Inc.
    Lafayett, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-19
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S66 Uniform Combined State Law Examination
    2001-06-19
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16
Designations

View on SEC IAPD

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STEPHEN WAYNE OSTROWSKI
RYAN MICHAEL CURTIS
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BRIAN RONALD BUDIL
CAROLYN KATHERINE Rowland

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MICHAEL NIEMCZYK ASSOCIATES, INC. · GRAYSLAKE, IL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL
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PNC WEALTH MANAGEMENT LLC · GRAYSLAKE, IL
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grayslake, IL
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More in Lafayette, IN

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