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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-06-21
  • MA RA
    APPROVED
    Since 2019-06-21

Branch Locations

37 Main St., Belchertown, MA 01007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lepage Financial Group Belchertown MA 09/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2019 Present
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. COLLEEN BIANCO, 37 MAIN ST, BELCHERTOWN MA 01007, 04/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 2 HR/MO - 2 HR/MO TRADING. 3. LEPAGE INSURANCE & FINANCIAL SERVICES INC DBA: LEPAGE FINANCIAL GROUP, 37 MAIN STREET, PO BOX 822, BELCHERTOWN MA 01007, United States, 09/01/2013, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 130 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-14
S63 Uniform Securities Agent State Law Examination 2018-08-25
  • S65 Uniform Investment Adviser Law Examination
    2019-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-08-25

View on SEC IAPD

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