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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-04-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2011 | Present |
1. LEPAGE INSURANCE & FINANCIAL SERVICES INC: LEPAGE FINANCIAL GROUP - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2. HMM NOMINEE REALTY TRUST. BELCHERTOWN, MA. STARTED 06/2013 AS OWNER OF BUILDING. ENTINTY USED FOR PURCHASE OF BUILDING WHERE MY OFFICE IS LOCATED ALSO USE TO RENT OUT OFFICE SPACE. SPENDS 1 HR/WK, NONE DURING TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/27/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-13 |
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