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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-09 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fargo | ND | 11/2015 | 11/2017 |
| Lpl Financial Llc | Fargo | ND | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Fargo | ND | 11/2021 | 06/2024 |
1. 11/29/2017 - CHOICE FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/29/2017 - Choice Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 01/17/2018 - Choice Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 01/01/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Long-term Care, Fixed Annuities. 4. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 1/9/2020 - Valley Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 4 Hours Per Month/1 Hour During Securities Trading. 6. 10/21/2021 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/20/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 08/03/2022 -BBM Properties LLC- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 07/12/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 8. 8/04/2022- GPFG LLC- Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 06/29/2022- 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-17 |
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