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Douglas Brooks Doggett

Cetera Investment Advisers LLC

Jonesboro, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
AR RA APPROVED 2019-06-11
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • AR RA
    APPROVED
    Since 2019-06-11

Branch Locations

2400 East Highland Drive, Jonesboro, AR 72401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Jonesboro AR 12/2013 03/2018
Randall P Hoggard Jonesboro AR 01/2016 01/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2017 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 03/2018
Regions Bank Jonesboro AR 03/2018 Present
Cetera Investment Services Llc St. Cloud MN 03/2018 Present
Cetera Investment Advisers Llc Jonesboro AR 06/2019 Present
  • 12/2013 → 03/2018
    Northwestern Mutual Investment Services, Llc
    Jonesboro, AR
  • 01/2016 → 01/2018
    Randall P Hoggard
    Jonesboro, AR
  • 02/2017 → 01/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2018 → 03/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2018 → Present
    Regions Bank
    Jonesboro, AR
  • 03/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Jonesboro, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-10
S63 Uniform Securities Agent State Law Examination 2014-01-25
  • S66 Uniform Combined State Law Examination
    2019-06-10
  • S63 Uniform Securities Agent State Law Examination
    2014-01-25
Other Names
  • Douglas B Doggett

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JONESBORO, AR
QURAISHI WEALTH MANAGEMENT · JONESBORO, AR
SOWELL MANAGEMENT · Jonesboro, AR
BENJAMIN F. EDWARDS & COMPANY, INC. · Jonesboro, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Jonesboro, AR
LPL FINANCIAL LLC · JONESBORO, AR
STEPHENS · JONESBORO, AR
WELLS FARGO CLEARING SERVICES, LLC · JONESBORO, AR

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