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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-07
TX RA APPROVED_RES 2019-12-01
  • WA RA
    APPROVED
    Since 2025-01-07
  • TX RA
    APPROVED_RES
    Since 2019-12-01

Branch Locations

126 Wells Ave S, Renton, WA 98057 • United States

345 Se 3Rd St, Bend, OR 97702 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Renton WA 09/2013 03/2020
Rock Creek Select Ravensdale WA 09/2012 09/2016
Ameriprise Financial Services, Llc Bend OR 03/2020 Present
  • 09/2013 → 03/2020
    Ameriprise Financial Services, Inc.
    Renton, WA
  • 09/2012 → 09/2016
    Rock Creek Select
    Ravensdale, WA
  • 03/2020 → Present
    Bend, OR
Other Businesses

Real Estate Ownership; Single Family; 1154 Loraine St, , Enumclaw, WA, 98022; Investment-Related; 10/07/2021 / Single Family; 19580 Buck Canyon Road, , Bend, OR, 97702; Not Investment-Related; 11/01/2024. Business Ownership; TPE Holdings, LLC; Member; LLC that holds ownership; 126 Wells Ave S, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Loan; Lending funds to a personal friend (non-family) and will be receiving interest for the life of the loan. There are flexible payments and expected life of the loan is ~3 years.; 19580 Buck Canyon Rd, , Bend, OR, 97702; Not Investment-Related; 02/20/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-13
S65 Uniform Investment Adviser Law Examination 2017-03-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-13
  • S65 Uniform Investment Adviser Law Examination
    2017-03-29
Other Names
  • Brett Ferguson

View on SEC IAPD

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