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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-01-07 |
| TX | RA | APPROVED_RES | 2019-12-01 |
Branch Locations
126 Wells Ave S, Renton, WA 98057 • United States
345 Se 3Rd St, Bend, OR 97702 • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Renton | WA | 09/2013 | 03/2020 |
| Rock Creek Select | Ravensdale | WA | 09/2012 | 09/2016 |
| Ameriprise Financial Services, Llc | Bend | OR | 03/2020 | Present |
Real Estate Ownership; Single Family; 1154 Loraine St, , Enumclaw, WA, 98022; Investment-Related; 10/07/2021 / Single Family; 19580 Buck Canyon Road, , Bend, OR, 97702; Not Investment-Related; 11/01/2024. Business Ownership; TPE Holdings, LLC; Member; LLC that holds ownership; 126 Wells Ave S, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Loan; Lending funds to a personal friend (non-family) and will be receiving interest for the life of the loan. There are flexible payments and expected life of the loan is ~3 years.; 19580 Buck Canyon Rd, , Bend, OR, 97702; Not Investment-Related; 02/20/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-04-13 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-29 |
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