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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-04-23
  • MN RA
    APPROVED
    Since 2015-04-23

Branch Locations

959 Old Hwy 8, New Brighton, MN 55112 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 09/2013 03/2020
Self-Employed Minneapolis MN 03/2018 Present
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
  • 09/2013 → 03/2020
    Ameriprise Financial Services, Inc.
    New Brighton, MN
  • 03/2018 → Present
    Self-Employed
    Minneapolis, MN
  • 03/2020 → Present
    New Brighton, MN
Other Businesses

Real Estate Ownership; Multi-Family; I own a duplex in Northeast Minneapolis. I live in one of the un, ,; Investment-Related; 11/01/2015. Board of Directors; Devin Smith Scholarship Foundation; Treasurer; PO Box 8152 St. Paul MN 55108, ,; Not Investment-Related; 08/23/2017; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Self-Employed; Organic Inspector; Organic Inspector; 638 Pierce St. NE Unit 2, Minneapolis, MN 55413, ,; Not Investment-Related; 10/06/2017; 10 to 19 hours per month; 1 to 9 during trading hours / Election Judge; Hired and volunteer election judge; Election judge for Hennepin county; Hennepin County Gov't Center, 300 South 6th St MC 680, Minneapolis, MN, 55487; Not Investment-Related; 11/04/2025; 1 to 9 hours per month; 1 to 9 during trading hours / The Dobson Group, LLC; Employee; Manage advisory business; 959 Old Hwy 8 NW, , New Brighton, MN, 55112; Investment-Related; 06/22/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-20
  • S66 Uniform Combined State Law Examination
    2014-11-20

View on SEC IAPD

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