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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| SC | RA | APPROVED | 2021-06-10 |
Branch Locations
803 Roper Creek Dr, Greenville, SC 29615 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Greenville | SC | 09/2013 | 05/2021 |
| Musical Innovations | Mauldin | SC | 04/2015 | 05/2019 |
| Hendersonville Symphony Orchestra | Hendersonville | NC | 08/2010 | Present |
| Spartanburg Philharmonic Orchestra | Spartanburg | SC | 08/2010 | Present |
| Brevard Philharmonic Orchestra | Brevard | NC | 08/2011 | Present |
| Ameriprise Financial Services, Llc | Greenville | SC | 06/2021 | Present |
Outside Employment; Hendersonville Symphony Orchestra; Substitute Violin Section Member - To perform various concerts with the orchestra throughout the season.; ; 136 S King Street Suite G, , Hendersonville, NC, 28792; Not Investment-Related; 08/01/2010; 1 to 9 hours per month; 0 during trading hours / Brevard Philharmonic; Substitute Violin Section Member - To perform various concerts with the orchestra throughout the season.; ; 521 N Broad St, , Brevard, NC, 28712; Not Investment-Related; 08/01/2011; 1 to 9 hours per month; 0 during trading hours / Elevate Management Firm LLC; This is the entity my franchise advisor uses to pay non commission and advisory compensation to me as an employee.; Manage advisory business; 803 Roper Creek Drive, , Greenville, SC, 29615; Investment-Related; 06/01/2021; 60 hours per month; 60 during trading hours / Spartanburg Philharmonic; Member Musician - Violin Section - To perform as a section member in the violin section during various concerts throughout the season. Serves as an adjudicator of auditions for the Spartanburg Philharmonic Youth Orchestra.; Symphony Orchestra; 200 E St John St, , Spartanburg, SC, 29306; Not Investment-Related; 08/01/2010; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-07 |
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