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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-04
SC RA APPROVED 2021-06-10
  • TX RA
    APPROVED_RES
    Since 2024-01-04
  • SC RA
    APPROVED
    Since 2021-06-10

Branch Locations

803 Roper Creek Dr, Greenville, SC 29615 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenville SC 09/2013 05/2021
Musical Innovations Mauldin SC 04/2015 05/2019
Hendersonville Symphony Orchestra Hendersonville NC 08/2010 Present
Spartanburg Philharmonic Orchestra Spartanburg SC 08/2010 Present
Brevard Philharmonic Orchestra Brevard NC 08/2011 Present
Ameriprise Financial Services, Llc Greenville SC 06/2021 Present
  • 09/2013 → 05/2021
    Greenville, SC
  • 04/2015 → 05/2019
    Musical Innovations
    Mauldin, SC
  • 08/2010 → Present
    Hendersonville Symphony Orchestra
    Hendersonville, NC
  • 08/2010 → Present
    Spartanburg Philharmonic Orchestra
    Spartanburg, SC
  • 08/2011 → Present
    Brevard Philharmonic Orchestra
    Brevard, NC
  • 06/2021 → Present
    Greenville, SC
Previous Registrations
Other Businesses

Outside Employment; Hendersonville Symphony Orchestra; Substitute Violin Section Member - To perform various concerts with the orchestra throughout the season.; ; 136 S King Street Suite G, , Hendersonville, NC, 28792; Not Investment-Related; 08/01/2010; 1 to 9 hours per month; 0 during trading hours / Brevard Philharmonic; Substitute Violin Section Member - To perform various concerts with the orchestra throughout the season.; ; 521 N Broad St, , Brevard, NC, 28712; Not Investment-Related; 08/01/2011; 1 to 9 hours per month; 0 during trading hours / Elevate Management Firm LLC; This is the entity my franchise advisor uses to pay non commission and advisory compensation to me as an employee.; Manage advisory business; 803 Roper Creek Drive, , Greenville, SC, 29615; Investment-Related; 06/01/2021; 60 hours per month; 60 during trading hours / Spartanburg Philharmonic; Member Musician - Violin Section - To perform as a section member in the violin section during various concerts throughout the season. Serves as an adjudicator of auditions for the Spartanburg Philharmonic Youth Orchestra.; Symphony Orchestra; 200 E St John St, , Spartanburg, SC, 29306; Not Investment-Related; 08/01/2010; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
  • S66 Uniform Combined State Law Examination
    2017-04-07
Other Names
  • Jennifer Michele Tate
  • Jennifer M Cockram
  • Michele Cockram

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