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Angelo N. Piccolo

Osaic Institutions, Inc.

Naugatuck, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-12-10
  • CT RA
    APPROVED
    Since 2018-12-10

Branch Locations

87 Church Street, Naugatuck, CT 06770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S United Bank Bridgeport CT 04/2013 12/2018
People'S Securities, Inc. Bridgeport CT 09/2013 12/2018
Citigroup New York NY 01/2018 12/2018
Ion Bank Naugatuck CT 12/2018 Present
Osaic Institutions, Inc. Meriden CT 12/2018 Present
  • 04/2013 → 12/2018
    People'S United Bank
    Bridgeport, CT
  • 09/2013 → 12/2018
    People'S Securities, Inc.
    Bridgeport, CT
  • 01/2018 → 12/2018
    Citigroup
    New York, NY
  • 12/2018 → Present
    Ion Bank
    Naugatuck, CT
  • 12/2018 → Present
    Osaic Institutions, Inc.
    Meriden, CT
Previous Registrations
Other Businesses

1.) ION Bank. Yes, investment related. Started Dec 2018. Banking. Financial Advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-26
S63 Uniform Securities Agent State Law Examination 2013-11-23
  • S65 Uniform Investment Adviser Law Examination
    2018-04-26
  • S63 Uniform Securities Agent State Law Examination
    2013-11-23
Other Names
  • Angelo Piccolo

View on SEC IAPD

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Other Investors

BRITTANY NICOLE SQUIRES
Damian Thomas Prajer
JENNIFER ANN Rowland
John Mc'Cormack
JOSEPH LOUIS FERRY
TIFFANY MARIE LYGA
ANTONIO AMERICO CIOCCA
GREGORY THOMAS CIMMINO

Other Offices

OSAIC INSTITUTIONS, INC. · NAUGATUCK, CT
LPL FINANCIAL LLC · BETHANY, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Naugatuck, CT
LIFEMARK SECURITIES CORP. · NAUGATUCK, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NAUGATUCK, CT
LPL FINANCIAL LLC · NAUGATUCK, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Prospect, CT
LPL FINANCIAL LLC · NAUGATUCK, CT

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