Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-28
  • CT RA
    APPROVED
    Since 2023-07-28

Branch Locations

696 Amity Rd, Bethany, CT 06424 • United States

450 Barnum Avenue, Stratford, CT 06614 • United States

15 New Haven Rd, Seymour, CT 06483 • United States

375 Bridgeport Ave, Shelton, CT 06484 • United States

200 Division St., Ansonia, CT 06401 • United States

1177 Post Road, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Shelton CT 07/2020 05/2023
Mml Investors Services Shelton CT 08/2020 05/2023
Webster Investments Ansonia CT 05/2019 08/2019
Oxford Park And Recreation Oxford CT 05/2016 08/2019
Rowan University Glassboro NJ 09/2016 05/2020
Unemployed Oxford CT 05/2020 07/2020
Lpl Financial Llc Fairfield CT 06/2023 Present
Webster Bank Fairfield CT 06/2023 Present
  • 07/2020 → 05/2023
    Mass Mutual Life Insurance Company
    Shelton, CT
  • 08/2020 → 05/2023
    Mml Investors Services
    Shelton, CT
  • 05/2019 → 08/2019
    Webster Investments
    Ansonia, CT
  • 05/2016 → 08/2019
    Oxford Park And Recreation
    Oxford, CT
  • 09/2016 → 05/2020
    Rowan University
    Glassboro, NJ
  • 05/2020 → 07/2020
    Unemployed
    Oxford, CT
  • 06/2023 → Present
    Fairfield, CT
  • 06/2023 → Present
    Webster Bank
    Fairfield, CT
Other Businesses

1. 06/01/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investment Services - Investment Related - At Reported Business Location(s) 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-22
S63 Uniform Securities Agent State Law Examination 2023-02-10
  • S65 Uniform Investment Adviser Law Examination
    2023-05-22
  • S63 Uniform Securities Agent State Law Examination
    2023-02-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bethany, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor