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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-01-05 |
Branch Locations
444 Lewis Hargett Circle Suite 115, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Louisville | KY | 06/2014 | Present |
| New York Life Insurance Co | Louisville | KY | 01/2014 | Present |
| Wealth Coach Of Kentucky Dba Larry E. Botts & Associates | Lexington | KY | 05/2015 | Present |
| Eagle Strategies Llc | Lexington | KY | 01/2023 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 651 Perimeter Drive, Suite 200, Lexington, KY 40517; Start Date 12/2017; Role/Title: Independent Contractor; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WEALTH COACH OF KENTUCKY DBA LARRY E. BOTTS & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; ADDRESS: LEXINGTON, KY; START DATE: 05/2015] [Cave Run Water Commission; Oversees business activities for Cave Run Water Treatment Plant. Determines benefits, qualifications, compensation, etc. for employees of plant. The plant sells treated water commercially to other water districts.; 7533 Hwy 1693, Wellington, KY 40387; Start Date 09/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Brewer's Mowing; I am going to start mowing our church lawn each week. I will be paid to do it.; 138 Maplewood Lane, Frenchburg, KY 40322; Start Date 05/2021; Role/Title: Owner; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [Big Woods Community Church; Board Member. Discuss and vote on church issues; 6670 Highway 1693, Wellington, KY 40387; Start Date 12/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;We vote on compensation for pastor, and any other paid positions. Also, what building improvement projectsneed to be undertaken. If there are any donations that need to be made for community emergencies, we also discuss, and determine what amounts we would like to give. If a pastor replacement would be necessary, wewould also vote on that} ]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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