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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-05
  • KY RA
    APPROVED
    Since 2023-01-05

Branch Locations

444 Lewis Hargett Circle Suite 115, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Louisville KY 06/2014 Present
New York Life Insurance Co Louisville KY 01/2014 Present
Wealth Coach Of Kentucky Dba Larry E. Botts & Associates Lexington KY 05/2015 Present
Eagle Strategies Llc Lexington KY 01/2023 Present
  • 06/2014 → Present
    Nylife Securities Llc
    Louisville, KY
  • 01/2014 → Present
    New York Life Insurance Co
    Louisville, KY
  • 05/2015 → Present
    Wealth Coach Of Kentucky Dba Larry E. Botts & Associates
    Lexington, KY
  • 01/2023 → Present
    Lexington, KY
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 651 Perimeter Drive, Suite 200, Lexington, KY 40517; Start Date 12/2017; Role/Title: Independent Contractor; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WEALTH COACH OF KENTUCKY DBA LARRY E. BOTTS & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; ADDRESS: LEXINGTON, KY; START DATE: 05/2015] [Cave Run Water Commission; Oversees business activities for Cave Run Water Treatment Plant. Determines benefits, qualifications, compensation, etc. for employees of plant. The plant sells treated water commercially to other water districts.; 7533 Hwy 1693, Wellington, KY 40387; Start Date 09/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Brewer's Mowing; I am going to start mowing our church lawn each week. I will be paid to do it.; 138 Maplewood Lane, Frenchburg, KY 40322; Start Date 05/2021; Role/Title: Owner; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [Big Woods Community Church; Board Member. Discuss and vote on church issues; 6670 Highway 1693, Wellington, KY 40387; Start Date 12/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;We vote on compensation for pastor, and any other paid positions. Also, what building improvement projectsneed to be undertaken. If there are any donations that need to be made for community emergencies, we also discuss, and determine what amounts we would like to give. If a pastor replacement would be necessary, wewould also vote on that} ]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-29
S63 Uniform Securities Agent State Law Examination 2017-09-08
  • S65 Uniform Investment Adviser Law Examination
    2022-12-29
  • S63 Uniform Securities Agent State Law Examination
    2017-09-08

View on SEC IAPD

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