Joseph Patrick David Gopez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 04/2026
  Transamerica Financial Advisors, Inc
  Woodland Hills, CA
• 05/2012 → 04/2026
  Wfgia
  Woodland Hills, CA
• 04/2026 → Present
  Lpl Financial Llc
  San Clementa, CA

Previous Registrations

• 2014-08-06 → 2026-04-24
  Transamerica Financial Advisors, Llc
  Tarzana, CA
  Woodland Hills, CA

Other Businesses

1. 04/2026 - JOSEPH GOPEZ - Non-Variable Insuranc - Inv Related - 10 Hour(s)/Month - 1 Hour(s) During Trading - San Clemente, CA, 92673 - OBA Start Date: 04/07/2026 2. 04/2026 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/17/2026 3. 04/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/17/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-01
• S63 Uniform Securities Agent State Law Examination
  2014-06-03

Other Names

• Joseph Patrick David Gopez