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Current Employers
Sentinel Asset Management, Llc

1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-29
MD RA APPROVED 2025-01-16
  • VA RA
    APPROVED
    Since 2026-04-29
  • MD RA
    APPROVED
    Since 2025-01-16

Branch Locations

8115 Maple Lawn Blvd Suite 230, Maple Lawn, MD 20759 • United States

1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Vienna VA 10/2013 01/2025
New York Life Insurance Company Vienna VA 09/2015 01/2025
Eagle Strategies Llc Vienna VA 10/2019 01/2025
Sentinel Asset Management, Llc Wallingford CT 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-12
S66 Uniform Combined State Law Examination 2019-10-05
S63 Uniform Securities Agent State Law Examination 2014-02-10
  • S65 Uniform Investment Adviser Law Examination
    2024-10-12
  • S66 Uniform Combined State Law Examination
    2019-10-05
  • S63 Uniform Securities Agent State Law Examination
    2014-02-10

View on SEC IAPD

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