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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-01-07 |
| DC | RA | APPROVED | 2018-09-27 |
| TX | RA | APPROVED | 2016-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 11/2014 | 10/2016 |
| Jpmorgan Chase Bank Na | Houston | TX | 11/2014 | 10/2016 |
| Jpmorgan Chase Bank Na | Houston | TX | 10/2016 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-12 |
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