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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-08 |
| MO | RA | APPROVED | 2017-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 09/2013 | 09/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2017 | Present |
| Stifel Indenpendent Advisors, Llc | St. Louis | MO | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-13 |
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