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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Agoura Hills CA 07/2013 Present
Moorpark Unified School District Moorpark CA 06/1990 Present
Debtmerica Santa Ana CA 04/2015 05/2018
Wfgia Agoura Hills CA 01/2013 Present
Net Law Group Inc. Louisville KY 06/2016 Present
Wfg Direct Agoura Hills CA 08/2021 Present
Debtmerica Santa Ana CA 10/2021 03/2022
Savvas Learning Llc Paramus NJ 07/2022 02/2024
Inheritguard Llc Sheridan WY 08/2024 Present
Gallagher Rolling Meadows IL 03/2025 Present
  • 07/2013 → Present
    Transamerica Financial Advisors
    Agoura Hills, CA
  • 06/1990 → Present
    Moorpark Unified School District
    Moorpark, CA
  • 04/2015 → 05/2018
    Debtmerica
    Santa Ana, CA
  • 01/2013 → Present
    Wfgia
    Agoura Hills, CA
  • 06/2016 → Present
    Net Law Group Inc.
    Louisville, KY
  • 08/2021 → Present
    Wfg Direct
    Agoura Hills, CA
  • 10/2021 → 03/2022
    Debtmerica
    Santa Ana, CA
  • 07/2022 → 02/2024
    Savvas Learning Llc
    Paramus, NJ
  • 08/2024 → Present
    Inheritguard Llc
    Sheridan, WY
  • 03/2025 → Present
    Gallagher
    Rolling Meadows, IL
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). REVOLUTION FINANCIAL MANAGEMENT POSITION: null NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2023 ADDRESS: 1321 Murfreesboro Rd, St 501, Nashville TN 37217, United States DESCRIPTION: WFG Co-Brand INHERITGUARD LLC POSITION: N/A NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2024 ADDRESS: 30 N Gould St, Sheridan WY 82801, United States DESCRIPTION: Client communications, following up with client issues, provide education on estate planning issues, scheduling appointments. GALLAGHER POSITION: agent NATURE: Insurance and annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: I can provide clients more choices for final expense, health choices and if WFG policies are not suitable, have other options for coverage. MOORPARK UNIFIED SCHOOL DISTRICT/INVESTMENT RELATED - NO/5297 MAUREEN LANE MOORPARK, CA 93021/TEACHING/TEACHER/06.1990/160/160/CLASSROOM TEACHER 10hrs 10 hrs Net Law Group Inc. / 0616 -Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Referral Partner / Wills & Trusts / Hrs. Work Monthly: 1 / Sec Trading Hrs.: 0 / sending clients and email if they are in need of their services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-02
S63 Uniform Securities Agent State Law Examination 2013-11-06
  • S65 Uniform Investment Adviser Law Examination
    2021-08-02
  • S63 Uniform Securities Agent State Law Examination
    2013-11-06
Other Names
  • Laura Raye Richardson

View on SEC IAPD

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