Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Agoura Hills | CA | 07/2013 | Present |
| Moorpark Unified School District | Moorpark | CA | 06/1990 | Present |
| Debtmerica | Santa Ana | CA | 04/2015 | 05/2018 |
| Wfgia | Agoura Hills | CA | 01/2013 | Present |
| Net Law Group Inc. | Louisville | KY | 06/2016 | Present |
| Wfg Direct | Agoura Hills | CA | 08/2021 | Present |
| Debtmerica | Santa Ana | CA | 10/2021 | 03/2022 |
| Savvas Learning Llc | Paramus | NJ | 07/2022 | 02/2024 |
| Inheritguard Llc | Sheridan | WY | 08/2024 | Present |
| Gallagher | Rolling Meadows | IL | 03/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). REVOLUTION FINANCIAL MANAGEMENT POSITION: null NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2023 ADDRESS: 1321 Murfreesboro Rd, St 501, Nashville TN 37217, United States DESCRIPTION: WFG Co-Brand INHERITGUARD LLC POSITION: N/A NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2024 ADDRESS: 30 N Gould St, Sheridan WY 82801, United States DESCRIPTION: Client communications, following up with client issues, provide education on estate planning issues, scheduling appointments. GALLAGHER POSITION: agent NATURE: Insurance and annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: I can provide clients more choices for final expense, health choices and if WFG policies are not suitable, have other options for coverage. MOORPARK UNIFIED SCHOOL DISTRICT/INVESTMENT RELATED - NO/5297 MAUREEN LANE MOORPARK, CA 93021/TEACHING/TEACHER/06.1990/160/160/CLASSROOM TEACHER 10hrs 10 hrs Net Law Group Inc. / 0616 -Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Referral Partner / Wills & Trusts / Hrs. Work Monthly: 1 / Sec Trading Hrs.: 0 / sending clients and email if they are in need of their services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-06 |
Reach out to this advisor