Best Investors Account Sign in

Lizet Karina Serna

Pnc Wealth Management LLC

Laredo, TX

Laredo, TX

Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-23
  • TX RA
    APPROVED
    Since 2021-08-23

Branch Locations

802 Hidalgo St, Laredo, TX 78040 • United States

9502 Mines Road, Laredo, TX 78045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Laredo TX 08/2013 08/2021
Compass Bank Birmingham AL 12/2006 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 06/2013 08/2021
Bbva Wealth Solutions Inc Laredo TX 07/2019 08/2021
Pnc Investments Laredo TX 08/2021 Present
  • 08/2013 → 08/2021
    Bbva Securities Inc.
    Laredo, TX
  • 12/2006 → 08/2021
    Compass Bank
    Birmingham, AL
  • 06/2013 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 07/2019 → 08/2021
    Bbva Wealth Solutions Inc
    Laredo, TX
  • 08/2021 → Present
    Pnc Investments
    Laredo, TX
Previous Registrations
  • 2019-07-15 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Laredo, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-14
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S66 Uniform Combined State Law Examination
    2019-07-14
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12
Other Names
  • Lizet Karina Serna

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
SANCTUARY ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
KOVACK ADVISORS, INC.
CRESTA ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JAKE NORMAN SPRUIELL
Ricardo Hernandez
CARLOS ARMANDO DE LA GARZA
LUIS JUSTO GONZALEZ
Carlos Manuel Chapa
DYLAN ANDRES RIVAS-MARTINEZ
ANDRES ELOY RIVAS CHAVEZ
GERARDO CASTELLANOS

Other Offices

CETERA INVESTMENT ADVISERS LLC · LAREDO, TX
EDWARD JONES · Laredo, TX
SANCTUARY ADVISORS, LLC · Laredo, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Laredo, TX
PFS INVESTMENTS INC. · LAREDO, TX
PFS INVESTMENTS INC. · LAREDO, TX
KOVACK ADVISORS, INC. · Laredo, TX
CRESTA ADVISORS · LAREDO, TX

More in Laredo, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor