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Samantha Lynn Stephens

LPl Financial LLC

Ogden, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-22
  • IA RA
    APPROVED
    Since 2022-02-22

Branch Locations

309 W Walnut St, Ogden, IA 50212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Ogden IA 08/2013 12/2017
Lpl Financial Llc Ogden IA 11/2017 Present
Functional Chiropractic Clinic Ogden IA 11/2011 Present
  • 08/2013 → 12/2017
    Investment Centers Of America
    Ogden, IA
  • 11/2017 → Present
    Ogden, IA
  • 11/2011 → Present
    Functional Chiropractic Clinic
    Ogden, IA
Other Businesses

1)08/19/2021 - Good Wealth Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2017 - 160 Hr/Mth 2)08/19/2021 - GoodWealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start 11/2017 3)08/19/2021 - Notary - State of UT - Inv Rel - At Reported Business Location(s) - Start: 06/2015 4)08/19/2021 - Functional Chiropractic Clinic - Office Manager - Inv Rel - Ogden, IA - Start: 11/2011 - 40 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18
Other Names
  • Samantha Lynn Elbert
  • Samantha Lynn Stephens
  • Samantha Lynn George

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