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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
309 W Walnut St, Ogden, IA 50212 • United States
1608 S Duff Ave Suite 400, Ames, IA 50010 • United States
111 N Commercial Ave, Eagle Grove, IA 50533 • United States
Boone, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Ogden | IA | 09/1989 | 11/2017 |
| Lpl Financial Llc | Ogden | IA | 11/2017 | Present |
1. 11/29/2017 - GOOD ONE, LLC - Not Investment Related - 311 W Walnut St Ogden, IA 50212. PO Box 664 - Real Estate Rental - CO-OWNER OF OFFICE BUILDING - Start Date 01/2016 - 1 Hours Per Month. 2. 11/29/2017 - GoodWealth Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/2017. 3. 11/29/2017 - KWB ADVISORS, INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President - KWB ADVISORS, INC: Business entity for tax/investment purposes. 4. 12/7/2017 - GoodWealth Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/2017. 5. 12/7/2017 - GoodWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/2017. 6. 7/11/2019 - GoodWealth Financial, Inc. - DBA: GoodWealth Financial - Investment Related - At Reported Business Location(s) - Insurance Agency - Insurance Agent - Started 12/04/2017 - 20 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-16 |
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